-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsAMnu7UetQihLDmr+Fz/DuSIjoTNqMFgzymBtOCpKGSmaW4FdeOurU7MZ0dPU8P aprzHzMCkK68uzIkvkt7Ew== 0000899140-99-000299.txt : 19990503 0000899140-99-000299.hdr.sgml : 19990503 ACCESSION NUMBER: 0000899140-99-000299 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990430 GROUP MEMBERS: TRUMP CASINOS II, INC. GROUP MEMBERS: TRUMP CASINOS, INC. GROUP MEMBERS: TRUMP DONALD J SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP HOTELS & CASINO RESORTS INC CENTRAL INDEX KEY: 0000943320 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133818402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44483 FILM NUMBER: 99607141 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP DONALD J CENTRAL INDEX KEY: 0000947033 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128322000 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 AMENDMENT NO. 4 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* TRUMP HOTELS & CASINO RESORTS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 898168109 - -------------------------------------------------------------------------------- (CUSIP Number) Daniel D. Rubino, Esq. Willkie Farr & Gallagher 787 Seventh Avenue New York, New York 10019 (212) 728-8000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 8, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box . Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages SCHEDULE 13D - --------------------- ----------------- CUSIP No. 898168109 Page 2 of 7 Pages - --------------------- ----------------- - ----------- -------------------------------------------------------------------- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Donald J. Trump - ----------- -------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC Use Only - ----------- -------------------------------------------------------------------- 4 Source of Funds (See Instructions) PF - ----------- -------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - --------------------- --------- ------------------------------------------------ NUMBER OF SHARES 7 Sole Voting Power BENEFICIALLY OWNED 11,917,373 BY EACH REPORTING PERSON WITH --------- ------------------------------------------------ 8 Shared Voting Power 3,618,267 --------- ------------------------------------------------ 9 Sole Dispositive Power 11,917,373 --------- ------------------------------------------------ 10 Shared Dispositive Power 3,618,267 - ----------- -------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 15,535,640 - ----------- -------------------------------------------------------------------- 12 Check if the Aggregate Amount In Row (11) Excludes Certain Shares (See Instructions) [ ] - ----------- -------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 41.2% - ----------- -------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - ----------- -------------------------------------------------------------------- SCHEDULE 13D - --------------------- ----------------- CUSIP No. 898168109 Page 3 of 7 Pages - --------------------- ----------------- - ----------- -------------------------------------------------------------------- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Trump Casinos, Inc. - ----------- -------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC Use Only - ----------- -------------------------------------------------------------------- 4 Source of Funds (See Instructions) OO - ----------- -------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 Citizenship or Place of Organization New Jersey - --------------------- --------- ------------------------------------------------ NUMBER OF SHARES 7 Sole Voting Power BENEFICIALLY OWNED 0 BY EACH REPORTING PERSON WITH --------- ------------------------------------------------ 8 Shared Voting Power 1,407,017 --------- ------------------------------------------------ 9 Sole Dispositive Power 0 --------- ------------------------------------------------ 10 Shared Dispositive Power 1,407,017 - ----------- -------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,407,017 - ----------- -------------------------------------------------------------------- 12 Check if the Aggregate Amount In Row (11) Excludes Certain Shares (See Instructions) [ ] - ----------- -------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 5.9% - ----------- -------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - ----------- -------------------------------------------------------------------- SCHEDULE 13D - --------------------- ----------------- CUSIP No. 898168109 Page 4 of 7 Pages - --------------------- ----------------- - ----------- -------------------------------------------------------------------- 1 Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Trump Casinos II, Inc. - ----------- -------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC Use Only - ----------- -------------------------------------------------------------------- 4 Source of Funds (See Instructions) OO - ----------- -------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceeding is Required Pursuant to Items 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware - --------------------- --------- ------------------------------------------------ NUMBER OF SHARES 7 Sole Voting Power BENEFICIALLY OWNED 0 BY EACH REPORTING PERSON WITH --------- ------------------------------------------------ 8 Shared Voting Power 2,211,250 --------- ------------------------------------------------ 9 Sole Dispositive Power 0 --------- ------------------------------------------------ 10 Shared Dispositive Power 2,211,250 - ----------- -------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,211,250 - ----------- -------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------- -------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 8.9% - ----------- -------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - ----------- -------------------------------------------------------------------- This Amendment No. 4 amends Amendment No. 3 filed by Mr. Donald J. Trump, Trump Casinos, Inc. and Trump Casinos II, Inc. on March 26, 1997 ("Amendment No. 3"), and is being filed pursuant to Rule 13d-2(a) under the Securities Exchange Act of 1934, as amended. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in Amendment No. 3. ------------------- 1. Item 5 is hereby amended by deleting the second full paragraph of Item 5 and replacing it with the following paragraph: The Reporting Persons have been advised by the Company that the total number of shares of Common Stock outstanding as of March 25, 1999 is 22,195,256 shares (the "Outstanding Shares"). 2. Item 5 is further amended by deleting the table set forth immediately after the second full paragraph of Item 5 and replacing it with the new table: Page 5 of 7 Pages
- --------------------- ------------- ---------------- --------------- ---------------- --------------- ---------------- ------------- Aggregate Number of Number of Number of Number of Number of Shares with Shares with Shares with Shares with Adjusted Percent of Shares Sole Shared Sole Shared Number of Shares Beneficially Power Power Power Power Shares Beneficially Reporting Person Owned to Vote to Vote to Dispose to Dispose Outstanding Owned - --------------------- ------------- ---------------- --------------- ---------------- --------------- ---------------- ------------- Mr. Trump 15,535,640 11,917,373(1) 3,618,267(2) 11,917,373(1) 3,618,267(2) 37,738,479(3) 41.2% - --------------------- ------------- ---------------- --------------- ---------------- --------------- ---------------- ------------- TCI 1,407,017 0 1,407,017(4) 0 1,407,017(5) 24,026,773(6) 5.9% - --------------------- ------------- ---------------- --------------- ---------------- --------------- ---------------- ------------- TCI-II 2,211,250 0 2,211,250(4) 0 2,211,250(5) 24,831,006(7) 8.9% - --------------------- ------------- ---------------- --------------- ---------------- --------------- ---------------- ------------- ---------------------------- (1) Consists of (i) the Trump Shares, (ii) the Trump Conversion Shares, (iii) the shares of Common Stock into which the Trump Warrants are convertible, (iv) options exercisable for 166,667 shares of Common Stock at $4.625 per share and (v) shares of Common Stock owned directly by Mr. Trump, including 250,000 shares purchased between April 8, 1999 and April 13, 1999. (2) Consists of (i) the TCI Conversion Shares and (ii) the TCI-II Conversion Shares. (3) Calculated by adding the Conversion Shares, the shares into which the Trump Warrants are convertible and the Outstanding Shares. (4) Voting power shared with Mr. Trump. (5) Dispositive power shared with Mr. Trump. (6) Calculated by adding the TCI Conversion Shares and the Outstanding Shares. (7) Calculated by adding the TCI-II Conversion Shares and the Outstanding Shares.
Page 6 of 7 Pages After reasonable inquiry and to the best knowledge and belief of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April 30, 1999 /s/ Donald J. Trump -------------------------- Donald J. Trump TRUMP CASINOS, INC. By: /s/ Donald J. Trump ----------------------- Name: Donald J. Trump Title: Sole Director, President and Treasurer TRUMP CASINOS II, INC. By: /s/ Donald J. Trump ----------------------- Name: Donald J. Trump Title: Sole Director, President and Treasurer Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----